公司行为：安全事件管理指南CORPORATE ACTIONS - A GUIDE TO SECURITIES EVENT MANAGEMENT 下载 pdf 电子版 epub 免费 txt 2025

Corporate actions are events that affect large corporations through to the individual investor - even those that own a single-share! All organizations that hold equity and debt securities for themselves and/or on behalf of others are affected when the issuer of a security announces an income or corporate action event. The successful management of the array of different event types requires understanding of the inherent risks, and tight controls at critical points in the event lifecycle. The management of income and corporate action events are important and essential parts of the securities industry business. Written by authors with many years experience within this sector, Corporate Actions: A Guide to Securities Event Management sets out to demystify the subject and provides a thorough, step-by-step introduction to corporate actions and income events.

Corporate Actions is a comprehensive source for understanding a major component of operational processing. The individual components and their relation to each other within the corporate actions lifecycle are explained in detail, through which the reader will gain a clear and thorough understanding of the lifecycle together with potential processing risks and the strategies to mitigate

Corporate Actions is essential reading for all those involved in the securities industry, from new recruits to those involved in both the day-to-day operations process and those within executive management. It will also prove invaluable to those providing consultancy and software solutions to the securities industry.

Corporate Actions is the first major work on this subject. Many people within the securities industry have heard of corporate actions - many people know they can be highly risky - many organizations have lost vast sums of cash in attempting to process them - very few understand them!

Introduction

About the Authors

PART I INTRODUCTORY ELEMENTS

1 Basic Corporate Action Concepts

2 Event Description and Classification

3 The Securities (and Corporate Actions) Market Place

4 Static Data

5 Securities Position Management

PART II MANDATORY EVENTS

6 Overview of the Generic Corporate Action Lifecycle

7 Straight Through Processing

8 Event Terms Capture and Cleansing

9 Determining Entitlement

10 Communication of Event Information

11 Calculation of Resultant Entitlements

12 Passing of Internal Entries

13 Collection/Disbursement of Resultant Entitlements

14 Updating of Internal Entries

15 Examples of Mandatory Events

PART III EVENTS WITH ELECTIONS

16 Concepts of Events with Elections

17 Management of Mandatory with Options Events

18 Management of Voluntary Events

PART IV MULTI-STAGE EVENTS

19 Concepts of Multi-Stage Events

20 Management of a Rights Issue

21 Example of a Rights Issue

22 Concepts of Takeover Events

23 Management of Takeover Events

PARTV TAXATION

24 Concepts and Management of Taxation

25 Management of Income Tax

PART VI ISSUER NOTICES

26 Concepts and Management of Issuer Notices

PART VII OBJECTIVES AND INITIATIVES

27 Objectives and Initiatives

Glossary of Terms

Index

MICHAEL SIMMONS has spent the majority of his working life within the operational areas of international investment banks, most notably within the S.G. Warburg group in London. Having gained a detailed understanding of various back office tasks through ma

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书籍介绍

Corporate actions are events that affect large corporations through to the individual investor - even those that own a single share! All organizations that hold equity and debt securities for themselves and/or on behalf of others are affected when the issuer of a security announces an income or corporate action event. The successful management of the array of different event types requires understanding of the inherent risks, and tight controls at critical points in the event lifecycle. The management of income and corporate action events are important and essential parts of the securities industry business. Written by authors with many years experience within this sector, "Corporate Actions: A Guide to Securities Event Management" sets out to demystify the subject and provides a thorough, step-by-step introduction to corporate actions and income events. "Corporate Actions is a comprehensive source for understanding a major component of operational processing. The individual components and their relation to each other within the corporate actions lifecycle are explained in detail, through which the reader will gain a clear and thorough understanding of the lifecycle together with potential processing risks and the strategies to mitigate. "Corporate Actions" is essential reading for all those involved in the securities industry, from new recruits to those involved in both the day-to-day operations process and those within executive management. It will also prove invaluable to those providing consultancy and software solutions to the securities industry. "Corporate Actions" is the first major work on this subject. Many people within the securities industry have heard of corporate actions - many people know they can be highly risky - many organizations have lost vast sums of cash in attempting to process them - very few understand them!

• 作者：寒鲲 发布时间：2017-10-15 17:11:11

  写得很讲究的一部面向业内学生的小讲稿，用语专业而精炼，适合配着梁著一起读。美中不足的是排版时没有考虑好图文匹配，以至于图文隔页过于频繁。且彩版八页的位置还不如放在最后，放在第二章显得不伦不类。再结合上校对问题，我都不敢相信这就是文物出版社的编辑能力。。。。

• 作者：陈褚 发布时间：2023-04-09 11:59:06

  媚拉真好看

• 作者：闪光少女李爱雨 发布时间：2012-02-20 16:16:15

  很好的定性 定量 分析方法介绍 等写论文的时候 再拿来看看

• 作者：babudo 发布时间：2024-01-24 19:18:39

  关于衰老和临终医疗的主题，偏重现有临终医疗救护体制和临终自主处理的矛盾角度。试图站在临终者和照顾者的的思维框架中对临终治疗和护理做出主动的适当的选择。

• 作者：卡卡 发布时间：2010-09-01 09:19:34

  在人群里面找阳阳，是一件很开心的事情

• 作者：五类。 发布时间：2022-02-15 16:39:42

  官方高水平绘本

• 中学泛读

  作者：Vivi 发布时间：2014-02-06 12:39:22

  如果要了解文人，这个入门还不错。高中时老师推荐，从头到尾读了一遍，读完之后并没有觉得特别好，当时也说不出个所以然。两年之后再看，发现刘先生的东西缺少点严谨，小说技法明显，略嫌啰嗦。比如写鲁迅这段

  “针对历史的毒素，鲁迅必须以剧毒之身，携带着强大的异质性力量，跃入历史的深潭以毒攻毒。他清点历史的有毒物质，寻找那颗支配着无数吸盘的魔鬼般的章鱼头。”

  有没有点熟悉的感觉？对了！就是高考作文的调调！个人对于这样抽象的语言，形象的比喻实在是爱不起来。

  文字的连贯性也比较差，一句话成段比较多，学术性的东西看多了，这种太过随意的方式有些不喜欢，说是散文吧，又太过学术，大概作者还是当作小说来写的？虽然文章整体是按时间顺序，有些作者自己的理解却叫人摸不着头脑：

  “郁达夫通常给人留下风流才子的印象，却对鲁迅杂文推崇至极，反击鄙薄杂文的梁实秋。梁实秋先生翻译莎士比亚功莫大焉，但也许他是走了'雅'的极端。”

  用郁达夫来佐证鲁迅就算了，还拉上梁实秋。既然写了却又一笔带过，不清不楚。我学识浅薄，还想请问什么叫做雅的极端？做学问还是应该把读者当傻瓜，能解释就解释一下。这个又涉及到本书的定位，散文？学术文章？小说？我不知道。

  本来想再看看鲁迅生平，时隔两年看这本书，已经完全提不起兴趣。泛读还可，精读还是算了，不过对高考作文还是有些帮助。最近看无声无光集，一样是写文人，还是张晖比较对我胃口。

• 读段氏《说文解字注》

  作者：抚顺读书人 发布时间：2011-09-12 08:41:06

  很有趣，但是可惜打不出来小篆了，不然看着就更清楚明白了。

  眯 草如目中也

  菜 草之可食者

  名 自命也

  朱 赤心木

  不 鸟飞上翔不下来也

  趣 疾也

  泉 水源也

  号 痛声也

  昌 美言也

  苛 小草也

  葬 死在草中

  中国的文字其实很有趣的。可惜被我们忘记了他们本来的意思。